Capital One
Anti-Money Laundering (AML) Supervisor - Law Enforcement Team
Capital One, Melville, New York, us, 11775
Anti-Money Laundering (AML) Supervisor - Law Enforcement TeamLocations: Melville, NY; Chicago, IL; Richmond, VA; Plano, TX; McLean, VA
Time Type: Full time
Posted on: Posted 2 Days Ago
Job Requisition ID: R200641
Role Overview:
The Anti-Money Laundering (AML) Senior Investigator II supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Senior Investigator II coaches their team and teaches others about AML processes through training and education.
Additional Responsibilities:
Operational Management & Training:
Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas.
Policy & Procedure Impact:
Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.
Quality Assurance:
Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML processes.
Escalation Handling:
Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge:
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications:
High School Diploma, GED or equivalent certification
At least 2 years of AML (Anti-Money Laundering) experience within financial services.
At least 1 year of people management experience
Preferred Qualifications:
4 years of AML (Anti-Money Laundering) experience within financial services.
Certified Anti-Money Laundering Specialist (CAMS) certification.
2 years of people management experience
Additional Information:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location:
New York City (Hybrid On-Site): $99,500 - $113,600 for AML Sr. Investigator III
Illinois (Hybrid On-Site): $92,800 - $105,900 for AML Sr. Investigator II
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace.
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Time Type: Full time
Posted on: Posted 2 Days Ago
Job Requisition ID: R200641
Role Overview:
The Anti-Money Laundering (AML) Senior Investigator II supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Senior Investigator II coaches their team and teaches others about AML processes through training and education.
Additional Responsibilities:
Operational Management & Training:
Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas.
Policy & Procedure Impact:
Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.
Quality Assurance:
Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML processes.
Escalation Handling:
Handle escalated issues as appropriate for advanced investigation and analysis.
Industry Knowledge:
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.
Basic Qualifications:
High School Diploma, GED or equivalent certification
At least 2 years of AML (Anti-Money Laundering) experience within financial services.
At least 1 year of people management experience
Preferred Qualifications:
4 years of AML (Anti-Money Laundering) experience within financial services.
Certified Anti-Money Laundering Specialist (CAMS) certification.
2 years of people management experience
Additional Information:
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location:
New York City (Hybrid On-Site): $99,500 - $113,600 for AML Sr. Investigator III
Illinois (Hybrid On-Site): $92,800 - $105,900 for AML Sr. Investigator II
This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI).
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace.
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