Capital One National Association
AML Supervisor - Transaction Monitoring Operations
Capital One National Association, Wilmington, Delaware, us, 19894
West Creek 2 (12072), United States of America, Richmond, VirginiaAML Supervisor - Transaction Monitoring Operations
The Anti-Money Laundering (AML) Supervisor supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence, or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.Additional responsibilities will include:
Operational Management & Training:
Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas.Policy & Procedure Impact:
Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.Quality Assurance:
Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews, or other AML processes.Escalation Handling:
Handle escalated issues as appropriate for advanced investigation and analysis.Industry Knowledge:
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.Basic Qualifications:
High School Diploma, GED or equivalent certificationAt least 2 years of investigative experience, or at least 2 years of AML (Anti-Money Laundering) experience within financial services or at least 2 years of risk experience or at least 2 years of compliance experiencePreferred Qualifications:
Bachelor's Degree2+ years of people management experience3+ years of AML experience within financial servicesCertified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification
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The Anti-Money Laundering (AML) Supervisor supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence, or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education.Additional responsibilities will include:
Operational Management & Training:
Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas.Policy & Procedure Impact:
Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units.Quality Assurance:
Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews, or other AML processes.Escalation Handling:
Handle escalated issues as appropriate for advanced investigation and analysis.Industry Knowledge:
Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.Basic Qualifications:
High School Diploma, GED or equivalent certificationAt least 2 years of investigative experience, or at least 2 years of AML (Anti-Money Laundering) experience within financial services or at least 2 years of risk experience or at least 2 years of compliance experiencePreferred Qualifications:
Bachelor's Degree2+ years of people management experience3+ years of AML experience within financial servicesCertified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification
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