Deutsche Bank
Compliance Risk Assessment - Assistant Vice President
Deutsche Bank, Jacksonville, Florida, United States, 32290
Job Title
Compliance Risk Assessment
Corporate Title
Assistant Vice President
Location
Jacksonville, FL
Overview
Working closely with the Business, as a Compliance professional, ensure that our risk-based program is both globally effective and locally anchored to our key divisional businesses. As an independent and robust second level control function, the Compliance Department seeks to manage Compliance risk and deepen the Culture of Compliance at Deutsche Bank through the development and management of strategies that are sustainable and increase the trust of our clients. The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the Business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Compliance Risk Assessment function is a key component to the Department's success.
What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaborationA hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer daysEmployee Resource Groups support an inclusive workplace for everyone and promote community engagementCompetitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefitsEducational resources, matching gift, and volunteer programsWhat You'll Do
Participate in the collection and mapping of contextual data for the Compliance Risk Assessment process, including rules and regulations, policies and procedures, controls, and findingsParticipate in global User Acceptance Testing for Compliance Risk Assessment system improvementsSupport Business Line and Infrastructure Compliance Officers throughout the Compliance Risk Assessment process, including performing quality assurance on Compliance Risk Assessment rationales, ratings and evidence providedDevelop project plans and track status of Compliance Risk Assessment throughout their lifecycle to ensure successful and timely completionPrepare reports, heatmaps and presentations based on results of risk assessments, including annual Compliance Risk Assessment results and key metricsCoordinate with additional stakeholders such as Controls Testing & Assurance, Non-Financial Risk Management, Group Audit, and other groups as necessary to support ongoing alignment and connectivity with respect to risk ratings, key contextual data, methodologies, and findingsSkills You'll Need
Bachelor's Degree, post-graduate a plusRelevant experience in Compliance and/or Risk Assessments is preferred, although similar experience will be consideredStrong Microsoft Office skills, with an emphasis on Excel and PowerPointAbility to work autonomously and in a dynamic environment with changing prioritiesHighest standards of integrity and ethical judgment and experience in a complex organization working across multiple office locations is preferredSkills That Will Help You Excel
Strong understanding of the various financial services laws, rules, regulations of one (or preferably several) of the global financial centersStrong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, the Business and other infrastructure functionsAction-oriented and delivery focused with a disciplined approach and an ability to be proactive, work under pressure, and within tight deadlines while maintaining accuracy, showing initiative, and reacting quickly to changes in prioritiesExpectations
It is the Bank's expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank's hybrid working model.
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in Jacksonville is $75,000 to $110,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.
Deutsche Bank Values & Diversity
We believe talent is found in all cultures, countries, races, ethnicities, genders, sexual orientations, disabilities, beliefs, generations, backgrounds, and experiences. We pursue a working environment where everyone can be authentic and feel a sense of belonging.
We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories.
#LI-HYBRID
#LI-REMOTE
#LI-ONSITE
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Compliance Risk Assessment
Corporate Title
Assistant Vice President
Location
Jacksonville, FL
Overview
Working closely with the Business, as a Compliance professional, ensure that our risk-based program is both globally effective and locally anchored to our key divisional businesses. As an independent and robust second level control function, the Compliance Department seeks to manage Compliance risk and deepen the Culture of Compliance at Deutsche Bank through the development and management of strategies that are sustainable and increase the trust of our clients. The Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the Business, a culture of Compliance. Given the increasing regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Compliance Risk Assessment function is a key component to the Department's success.
What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaborationA hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer daysEmployee Resource Groups support an inclusive workplace for everyone and promote community engagementCompetitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefitsEducational resources, matching gift, and volunteer programsWhat You'll Do
Participate in the collection and mapping of contextual data for the Compliance Risk Assessment process, including rules and regulations, policies and procedures, controls, and findingsParticipate in global User Acceptance Testing for Compliance Risk Assessment system improvementsSupport Business Line and Infrastructure Compliance Officers throughout the Compliance Risk Assessment process, including performing quality assurance on Compliance Risk Assessment rationales, ratings and evidence providedDevelop project plans and track status of Compliance Risk Assessment throughout their lifecycle to ensure successful and timely completionPrepare reports, heatmaps and presentations based on results of risk assessments, including annual Compliance Risk Assessment results and key metricsCoordinate with additional stakeholders such as Controls Testing & Assurance, Non-Financial Risk Management, Group Audit, and other groups as necessary to support ongoing alignment and connectivity with respect to risk ratings, key contextual data, methodologies, and findingsSkills You'll Need
Bachelor's Degree, post-graduate a plusRelevant experience in Compliance and/or Risk Assessments is preferred, although similar experience will be consideredStrong Microsoft Office skills, with an emphasis on Excel and PowerPointAbility to work autonomously and in a dynamic environment with changing prioritiesHighest standards of integrity and ethical judgment and experience in a complex organization working across multiple office locations is preferredSkills That Will Help You Excel
Strong understanding of the various financial services laws, rules, regulations of one (or preferably several) of the global financial centersStrong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, the Business and other infrastructure functionsAction-oriented and delivery focused with a disciplined approach and an ability to be proactive, work under pressure, and within tight deadlines while maintaining accuracy, showing initiative, and reacting quickly to changes in prioritiesExpectations
It is the Bank's expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank's hybrid working model.
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in Jacksonville is $75,000 to $110,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.
Deutsche Bank Values & Diversity
We believe talent is found in all cultures, countries, races, ethnicities, genders, sexual orientations, disabilities, beliefs, generations, backgrounds, and experiences. We pursue a working environment where everyone can be authentic and feel a sense of belonging.
We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories.
#LI-HYBRID
#LI-REMOTE
#LI-ONSITE
#J-18808-Ljbffr