Finance and Operations Manager

Fast growing, self-clearing broker-dealer seeks a Finance and Operations ManagerResponsibilities include:Prepares daily net capital estimates, daily stress test computations, and weekly customer reserve computations in accordance with the rules as promulgated under SEA Rule 15c3-1, SEA Rule 15c3-3 and applicable regulatory guidance. Monitors and pays invoices/books payments and manages new and aged accruals for the Accounts Payable Department. Vendor management skills are preferred. Prepares and files financial regulatory filings (e.g. monthly FOCUS, quarterly SSOI, and Form Custody reports); monitors and reviews supporting general ledger, balance sheet, and trial balance, & income statements. Reconciliation of bank statements and clearing statements, commission reports, and accounts payable reports as well.In conjunction with AmerX Controller (1) produces information to fulfill SEC and FINRA financial regulatory reporting requirements, (2) maintains the chart of accounts mapping between accounting systems and the InteliClear sub-ledger to accurately reflect the firm's clearing activity on financial statements and regulatory reports, and (3) prepares financial reporting information for auditing and regulatory examinations.Calculates fidelity bond coverage. SIPC 6, annual SIPC 7 and FINRA assessments, DTC and NSCC reporting, and performs other miscellaneous reporting as required. Drives and documents enhanced internal controls infrastructure in accordance with SEA Rule 17a-5.This position is onsite in downtown ManhattanSalary 125-150k base DOE