Associate, Corporate Actions

Our Client Company is a leading global credit specialist with over $55+ billion dollars in assets under management. With a team of more than 300 professionals our Client Company invests across asset classes including private equity, public equity and venture capital, and leverages the firm’s shared platform to capture opportunities in strategic areas of focus.

KEY RESPONSIBILITIES

• Responsible for monitoring all voluntary and mandatory corporate actions, including but not limited to exchanges, consents, tenders, puts, calls, stock splits, mergers, spin-offs, and conversions.
• Interact with Portfolio Management Groups to ensure all necessary elections are received and acted upon accordingly.
• Ensure all necessary corporate action instructions are issued and acknowledged by custodians and counterparties within the required deadlines.
• Ensure accurate processing of all corporate actions on internal systems and ensure accurate postings for trading and Portfolio Management reporting.
• Manage any queries received from various internal and external parties.
• Support SOC 1 (formerly SAS 70) requirements for the Operations Teams

DESIRED BACKGROUND/EDUCATION

• 1-2 years of experience performing similar corporate actions duties for a buy side asset manager
• Knowledge of global fixed income and equity securities
• Knowledge of taxable and non-taxable transaction processing
• Experience using Bloomberg
• Strong understanding of financial markets, investment products, and trading
• Experience in Advent Geneva preferred
• Well-rounded candidates preferred who are able to effectively manage a high-volume, client facing function.

GENERAL QUALIFICATIONS

• Detail-oriented, conscientious, and energetic professional with ability to think creatively
• Ability to prioritize responsibilities and work under deadlines
• Ability to read and decipher complex legal documents
• Strong problem-solving skills
• Strong interpersonal skills with capacity to interact with outside parties and personnel across all levels of the firm
• Dedicated team player with a strong sense of ownership and follow-through skills

All qualified candidates are urged to submit a resume and cover letter to jlaufer@lauferandassociates.net. This is an immediate, direct hire. The role is hybrid and requires your physical presence onsite 3 days/week.

WHY WE LOVE THIS COMPANY:

A great corporate culture offering top benefits, bonus, work/life balance along with supportive, fun teammates. This is a great growth opportunity for the right person. Amenities include a lovely onsite private gym, full dining, and more!