Trade Surveillance Analyst - Non Exempt

Job Description: Monitors real-time trading and reviews account transactions to ensure appropriateness. Reviews all aspects of orders quotations and transactions typically having a specific focus on potential market manipulation, transaction appropriateness and rule compliance. Completeness basic surveillance of real-time trading and post trade analysis Performs basic, preliminary surveillance of trading in specified company products an specific order types Completes basic interventions in trading e.g., trade breaks and suspensions, with guidance and oversight by supervisor Assists with monitoring markets to detect anomalies, review electronically generated alerts, and address market participant inquiries. Helps keep the markets fair, orderly and efficient through implementation of a comprehensive web of regulatory surveillance scrutiny and action. Requirements: Expertise with Microsoft Excel, proficiency with Word and PowerPoint Excellent oral and written communication skills Excellent conflict management and customer service skills Adept at utilizing advanced financial tools like Bloomberg, Aladdin, Thompson, DTCC, FICC and Appix to optimize operational efficiency. proficient in cross-functional team collaboration, excels in high-pressure environments, delivering accurate and timely financial reports that drive business success. Education: Degree in Business/Finance or related discipline or equivalent work experience. Experience required: At least 1 year