Morgan Stanley
Legal Entity Treasurer - Executive Director
Morgan Stanley, New York, New York, us, 10261
Job Description - Legal Entity Treasurer - Executive Director (3261669)
Date: Nov 4, 2024
Location: Americas-United States of America-New York-New York
Education Level: Bachelor's Degree in Finance
Employment Type: Full Time
Job Level: Executive Director
Team Profile: Corporate Treasury provides corporate finance advisory service to senior management and internal business units. It also optimizes the Firm's liquidity and capital base, manages the Firm's foreign exchange and interest rate exposure, and coordinates relationships with regulators, rating agencies, and creditors.
About us: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management, and wealth management services. We are focused on bringing together different backgrounds, experience, and talents to deliver world-class service. If you are a driven self-starter, client-focused, and eager to contribute to a leading Global Financial Services firm, please apply.
You will:
Assume Legal Entity Treasurer role for several of the firm's primary Material Operating Entities (MOEs) serving the Institutional Securities Group (ISG) segment.
Serve as the primary Treasury liaison with internal broker-dealer leadership teams and external regulators (SEC, FINRA, CFTC, NFA) on legal entity matters.
Lead governance on BAU capital actions (dividends, infusions), methodology updates, policy updates, and other related governance matters.
Collaborate with the ISG business unit to identify, assess, and mitigate financial risks associated with Treasury's resource management processes.
Assess legal entity resource impacts of proposed booking model changes, new product approvals, and ad-hoc legal entity projects.
Ideate legal entity optimization opportunities and lead execution of resource optimization initiatives.
Evaluate impact of regulatory rule changes to legal entities (e.g., Basel III Endgame), including assessment of incremental resource requirements and necessary changes in legal entity strategy.
Liaise with groups across Corporate Treasury, Finance, Risk, Legal, Compliance, and the ISG business units to support strategic initiatives.
You have:
A minimum of 10 years of experience in Corporate Treasury units of banks, broker dealers, or swap dealers.
A foundation in finance, accounting, or capital markets. Experience with balance sheets and financial impact analysis. Derivatives experience is of particular interest.
Experience in preparing high-quality materials and presenting them to regulators (SEC, FINRA, CFTC, NFA) preferred.
Excellent communication and interpersonal skills.
Strong analytical skills, including ability to summarize complex business problems and detailed analysis with clarity and brevity.
Inquisitive and pro-active mindset with strong critical thinking skills.
Experience in coaching and developing junior team members.
Passed the FINRA Series 24, 27, or 99 exams (or can commit to passing these exams shortly after assuming the role).
What you can expect from Morgan Stanley: We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 85 years. Our core values include putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back.
Expected base pay rates for the role will be between $170,000 and $250,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which may also include commission earnings, incentive compensation, discretionary bonuses, and other Morgan Stanley sponsored benefit programs.
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Date: Nov 4, 2024
Location: Americas-United States of America-New York-New York
Education Level: Bachelor's Degree in Finance
Employment Type: Full Time
Job Level: Executive Director
Team Profile: Corporate Treasury provides corporate finance advisory service to senior management and internal business units. It also optimizes the Firm's liquidity and capital base, manages the Firm's foreign exchange and interest rate exposure, and coordinates relationships with regulators, rating agencies, and creditors.
About us: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management, and wealth management services. We are focused on bringing together different backgrounds, experience, and talents to deliver world-class service. If you are a driven self-starter, client-focused, and eager to contribute to a leading Global Financial Services firm, please apply.
You will:
Assume Legal Entity Treasurer role for several of the firm's primary Material Operating Entities (MOEs) serving the Institutional Securities Group (ISG) segment.
Serve as the primary Treasury liaison with internal broker-dealer leadership teams and external regulators (SEC, FINRA, CFTC, NFA) on legal entity matters.
Lead governance on BAU capital actions (dividends, infusions), methodology updates, policy updates, and other related governance matters.
Collaborate with the ISG business unit to identify, assess, and mitigate financial risks associated with Treasury's resource management processes.
Assess legal entity resource impacts of proposed booking model changes, new product approvals, and ad-hoc legal entity projects.
Ideate legal entity optimization opportunities and lead execution of resource optimization initiatives.
Evaluate impact of regulatory rule changes to legal entities (e.g., Basel III Endgame), including assessment of incremental resource requirements and necessary changes in legal entity strategy.
Liaise with groups across Corporate Treasury, Finance, Risk, Legal, Compliance, and the ISG business units to support strategic initiatives.
You have:
A minimum of 10 years of experience in Corporate Treasury units of banks, broker dealers, or swap dealers.
A foundation in finance, accounting, or capital markets. Experience with balance sheets and financial impact analysis. Derivatives experience is of particular interest.
Experience in preparing high-quality materials and presenting them to regulators (SEC, FINRA, CFTC, NFA) preferred.
Excellent communication and interpersonal skills.
Strong analytical skills, including ability to summarize complex business problems and detailed analysis with clarity and brevity.
Inquisitive and pro-active mindset with strong critical thinking skills.
Experience in coaching and developing junior team members.
Passed the FINRA Series 24, 27, or 99 exams (or can commit to passing these exams shortly after assuming the role).
What you can expect from Morgan Stanley: We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 85 years. Our core values include putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back.
Expected base pay rates for the role will be between $170,000 and $250,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which may also include commission earnings, incentive compensation, discretionary bonuses, and other Morgan Stanley sponsored benefit programs.
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