Rivers Casino
Regulatory Compliance Specialist
Rivers Casino, Phila, Pennsylvania, United States, 19117
Engagement Expectations:
We believe that team member engagement is the basis for a great culture and superior guest service. During every interaction, we display three behaviors:
Smile, display energy and open body language Proactively greet team members and guests, initiating interaction to provide service Always use a positive parting remark to end the conversation Essential Job Functions:
Perform independent compliance audits to determine if the company is in adherence to Federal and State regulations. Reviews and reports Title 31 filings. Evaluate transactional data for trends Develop and review the overall effectiveness of compliance audit programs, compliance audit work papers, procedures/policy manual updates, reports findings to management and provides recommendations. Identify processes risks and weaknesses, document main control points and provide evidential support for report recommendations. Follow up with Operational Leadership to communicate findings and ensure resolution. Assists in preparation of communications to management, auditors, and regulators. Maintain compliance department contact with operations team members to clarify, explain or provide data/information needed to complete incident report review. Perform special analysis to help ensure accurate transactional reporting Responsible for mandatory filings to all regulatory agencies Prepares work in a manner that results in a complete and evident audit trail to ensure "re- performance" standard is met. Reviews, reconciles and verifies documents for proper completion and accuracy. Consistently keeps supervisor informed of routine and non-routine issues and refers matters outside assigned scope of authority to appropriate individuals. Maintains positive internal customer relationships by providing prompt and appropriate responses to inquiries, issues, and concerns where appropriate. Any and all other tasks or projects as assigned. Qualifications (Knowledge, Skills, and Abilities):
Any and all other tasks or projects as assigned. Associates Degree in Accounting or related field, or verifiable related experience on a year basis. Strong math skills. Excellent oral and written communication skills Strong understanding and comprehension of all relevant Title 31/Anti-Money Laundering law and regulation, gaming audits and casino operations Ability to maintain organization, meet deadlines, possess integrity and discretion in handling confidential information Knowledge of auditing procedures. Experience in Microsoft Excel, Proficient in Microsoft Word and Outlook. Possess the cognitive ability to identify potential problem areas from information presented. Ability to communicate with Team members and guests. Ability to carry out instructions furnished in written, verbal, or diagram form. Must be able to sit for long periods of time and view information displayed on a computer screen. Must be able to bend, reach, kneel, twist and grip items while working at assigned desk area.
We believe that team member engagement is the basis for a great culture and superior guest service. During every interaction, we display three behaviors:
Smile, display energy and open body language Proactively greet team members and guests, initiating interaction to provide service Always use a positive parting remark to end the conversation Essential Job Functions:
Perform independent compliance audits to determine if the company is in adherence to Federal and State regulations. Reviews and reports Title 31 filings. Evaluate transactional data for trends Develop and review the overall effectiveness of compliance audit programs, compliance audit work papers, procedures/policy manual updates, reports findings to management and provides recommendations. Identify processes risks and weaknesses, document main control points and provide evidential support for report recommendations. Follow up with Operational Leadership to communicate findings and ensure resolution. Assists in preparation of communications to management, auditors, and regulators. Maintain compliance department contact with operations team members to clarify, explain or provide data/information needed to complete incident report review. Perform special analysis to help ensure accurate transactional reporting Responsible for mandatory filings to all regulatory agencies Prepares work in a manner that results in a complete and evident audit trail to ensure "re- performance" standard is met. Reviews, reconciles and verifies documents for proper completion and accuracy. Consistently keeps supervisor informed of routine and non-routine issues and refers matters outside assigned scope of authority to appropriate individuals. Maintains positive internal customer relationships by providing prompt and appropriate responses to inquiries, issues, and concerns where appropriate. Any and all other tasks or projects as assigned. Qualifications (Knowledge, Skills, and Abilities):
Any and all other tasks or projects as assigned. Associates Degree in Accounting or related field, or verifiable related experience on a year basis. Strong math skills. Excellent oral and written communication skills Strong understanding and comprehension of all relevant Title 31/Anti-Money Laundering law and regulation, gaming audits and casino operations Ability to maintain organization, meet deadlines, possess integrity and discretion in handling confidential information Knowledge of auditing procedures. Experience in Microsoft Excel, Proficient in Microsoft Word and Outlook. Possess the cognitive ability to identify potential problem areas from information presented. Ability to communicate with Team members and guests. Ability to carry out instructions furnished in written, verbal, or diagram form. Must be able to sit for long periods of time and view information displayed on a computer screen. Must be able to bend, reach, kneel, twist and grip items while working at assigned desk area.