Senior Corporate Securities Associate Attorney or Counsel

Senior Corporate Securities Associate Attorney or Counsel

Company name
BCG Attorney Search

Experience
4-20 yrs required

Posted on
Oct 23, 2024

Valid Through
Nov 22, 2024

Profile

A law firm in Boston, MA, is seeking a Senior Corporate Securities Associate Attorney or Counsel with extensive experience in securities law and corporate governance. The ideal candidate will have a strong background in public company regulations, securities offerings, and compliance with national securities exchange rules. This role requires a minimum of 6 years of in-depth experience in corporate securities law.

Duties:

1. Advise clients on compliance with public company rules and regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
2. Manage and oversee public and private offerings of securities, including preparation and review of registration statements and offering documents.
3. Ensure compliance with national securities exchange listing rules and regulations.
4. Prepare and file reports on Forms 10-K, 10-Q, and 8-K, and ensure timely and accurate submission.
5. Draft and review proxy statements for annual and special shareholder meetings.
6. Handle Section 16 Reporting, including Forms 3, 4, and 5, ensuring compliance with reporting requirements.
7. Provide general corporate and corporate governance advice, including drafting board resolutions, policies, press releases, and other governance documents.
8. Offer guidance on broker-dealer, FINRA, investment adviser, and fund formation matters, if applicable.
9. Represent clients in regulatory investigations, enforcement actions, and compliance audits.
10. Collaborate with other attorneys and professionals within the firm to provide comprehensive legal solutions.

Requirements:

1. Minimum of 6 years of in-depth experience in corporate securities law and corporate governance.
2. Strong knowledge of public company regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
3. Experience with public and private securities offerings and national securities exchange listing rules.
4. Proficiency in preparing and filing reports on Forms 10-K, 10-Q, and 8-K, and drafting proxy statements.
5. Experience with Section 16 Reporting and general corporate governance matters.
6. Broker-dealer, FINRA, investment adviser, or fund formation experience is a plus.
7. Bar admission required for the jurisdiction of practice.

Education:

1. Juris Doctor (JD) degree from an accredited law school.

Certifications:

1. Bar admission required for the jurisdiction of practice.

Skills:

1. Expertise in securities law and corporate governance.
2. Strong analytical and problem-solving abilities.
3. Excellent drafting and legal writing skills.
4. Effective communication and interpersonal skills.
5. Ability to manage multiple projects and meet deadlines.
6. Proficiency in legal research and regulatory compliance.

Job Location:

Benefits Offered:

1. Competitive salary with performance-based bonuses.
2. Comprehensive benefits package, including medical, dental, and vision insurance.
3. 401(k) plan with employer contributions.
4. Opportunities for professional development and career advancement.
5. Supportive and collaborative work environment.

Company info

BCG Attorney Search
225 Franklin Street, 26th floor
Boston
Massachusetts
United States 02110
Phone : (857) 277-7381
Fax : (213) 895-7306