Global Head of Marketing Compliance - State Street Global Advisors, Vice Preside
State Street Corporation, Boston, MA, United States
Global Head of Marketing Compliance - State Street Global Advisors, Vice President, Hybrid
Who we are looking for
SSGA is seeking a Global Head of Marketing Compliance (VP) to support the Firm's Marketing and Advertising Reviews. The VP will be responsible for facilitating the day-to-day operations of the Firm's marketing compliance program, including directly overseeing reviews of advertising and marketing materials (including social media) for the Firm's Registered Investment Adviser and Broker-Dealer, and monitoring marketing activities to promote compliance with internal policies, applicable rules and regulations. This VP role will work collaboratively across the business to ensure that SSGA's external communications, marketing, and advertising comply with all global regulations. The VP will need to successfully engage and mentor a junior staff of compliance professionals, globally.
The successful candidate will be a key member of the Compliance organization and will be located in Boston. They will report directly to Brian Harris, Chief Compliance Officer of SSGA Funds Management, Inc., SSGA's 40 Act Funds, and SSGA Canada.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for:
- Partner with Communications, Marketing, and Sales to ensure compliance with the Firm's policies and procedures and to assist with efficient functioning of marketing materials delivery and workflows.
- Ensure all communications comply with applicable regulatory guidelines and are filed in timely and accurate manner.
- Implement processes related to marketing and distribution activity to maintain