Mesamember
Chief Compliance Officer Onsite or Remote
Mesamember, Charlotte, North Carolina, United States, 28245
Mesa is on a mission to make homeownership more affordable and rewarding. Led by a world-class team of repeat founders and fintech operators from Uber, Amex, Robinhood, Capital One, BILT, Cash App, Square, Zillow, LendingTree, and Spotify, they are creating the homeowner membership category.They are backed by some of the best investors in the world and are looking for world-class talent to join their team.The Role
Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our dynamic team. The Chief Compliance Officer will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards while maintaining a culture of integrity and ethical behavior.How you’ll make an impact
Develop, implement, and maintain comprehensive compliance policies, procedures, and controls to mitigate regulatory and operational risks.Conduct regular compliance monitoring and testing activities to assess the effectiveness of existing controls and identify areas for improvement.Prepare and submit timely regulatory reports and filings as required by applicable regulatory authorities.Develop and deliver compliance training programs to educate employees on relevant laws, regulations, and company policies.Serve as the primary point of contact for regulatory inquiries, examinations, and audits.Oversee the investigation and resolution of compliance incidents, breaches, and complaints in a timely and effective manner.Requirements
7+ years of Compliance experienceStrong skills in Compliance Management and Regulatory ComplianceStrong knowledge and experience with SEC regulation and lawsIn-depth understanding of BSA, OFAC, KYC, EDD, and monitoring requirementsExperience in working with outside legal counsel and handling legal mattersMust love dogsLocation:
We’re building our team in Austin, TX, Charlotte, NC, and New York, NY but are open to remote candidates.To Apply:
Principals only. But seriously, no recruiters.
#J-18808-Ljbffr
Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our dynamic team. The Chief Compliance Officer will play a critical role in ensuring that our organization adheres to all relevant laws, regulations, and industry standards while maintaining a culture of integrity and ethical behavior.How you’ll make an impact
Develop, implement, and maintain comprehensive compliance policies, procedures, and controls to mitigate regulatory and operational risks.Conduct regular compliance monitoring and testing activities to assess the effectiveness of existing controls and identify areas for improvement.Prepare and submit timely regulatory reports and filings as required by applicable regulatory authorities.Develop and deliver compliance training programs to educate employees on relevant laws, regulations, and company policies.Serve as the primary point of contact for regulatory inquiries, examinations, and audits.Oversee the investigation and resolution of compliance incidents, breaches, and complaints in a timely and effective manner.Requirements
7+ years of Compliance experienceStrong skills in Compliance Management and Regulatory ComplianceStrong knowledge and experience with SEC regulation and lawsIn-depth understanding of BSA, OFAC, KYC, EDD, and monitoring requirementsExperience in working with outside legal counsel and handling legal mattersMust love dogsLocation:
We’re building our team in Austin, TX, Charlotte, NC, and New York, NY but are open to remote candidates.To Apply:
Principals only. But seriously, no recruiters.
#J-18808-Ljbffr