Allianz US Life
Compliance Principal | Hybrid
Allianz US Life, Minneapolis, Minnesota, United States, 55400
At Allianz Life, we are driven by our mission – we secure your future – and by our common goal of caring for tomorrow. We care for our employees by promoting an inclusive culture where everyone has the opportunity to grow and be rewarded for their success. We care for our customers by creating new products that help them protect their families and pursue their retirement goals. We care for our community by giving time, resources, and donations. In addition, we care for the future by supporting sustainability, protecting the local environment, and promoting societal equity.
What you do:Fully knowledgeable in specific aspects of compliance and is viewed as a senior resource within the company for that particular compliance function. Ensures compliance with regulatory and legal requirements and related company policies for areas assigned. Responsible for overall program management of assigned areas, including research, change recommendations, monitoring, risk assessment, oversight and stakeholder management. Responsible for successfully leading multiple projects, simultaneously with minimal direction. Must have deep subject matter expertise in the assigned area and ability to provide technical direction to others. Fully cognizant of the broader compliance environment, both inside and outside of the department and company. May be tasked with special assignments/projects that are outside the scope of his/her day-to-day responsibilities.
Design, build and manage compliance programs designed to comply with the Investment Advisers Act of 1940 and Investment Company Act of 1940. Leads complex and/or multiple programs and provides informal work direction to others. Manage compliance policies. Perform testing, monitoring and annual reviews.
Perform regulatory and operations risk assessments; advise business areas on risks and controls. Map and document key risks and controls.
Administer investment adviser and investment company regulatory change process. Document, track, report and work closely with business areas regarding regulatory change initiatives.
Work closely with AIM Governance Risk and Compliance team and business stakeholders regarding compliance technology utilization and compliance program documentation.
Manage relationships with internal and external stakeholders, including regular interactions with senior business leaders.
What you bring:
8 - 10 years of experience required; Compliance related experience across multiple compliance disciplines and/or business lines.
Four-year degree required or equivalent work experience.
What we offer:At Allianz Life, we’re proud to provide a benefits package that supports the True Balance of our employees and their families. We offer: a choice of comprehensive medical, dental and vision plan options, health savings account, tuition reimbursement, student loan retirement plan, generous annual paid leave, an outstanding 401(k) company match, and life insurance. Plus, our employees enjoy an award-winning campus with an array of discounted amenities, including an onsite health center, child development center, fitness facility, convenience store and two cafeterias. Our employees and leaders take an active role in shaping our culture through our Employee Resource Groups, whose activities and advocacy contribute to an environment that welcomes, includes and celebrates diversity. Our generous benefits, campus amenities and inclusive, engaged culture are among the many reasons we’re routinely recognized as a top workplace employer.
Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in. We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, disability or sexual orientation.
Join us. We care for tomorrow.
Job Level:
ProfessionalLocation:
Minneapolis, MN, US, 55416Area of Expertise:
Legal & ComplianceUnit:
Allianz US LifeEmploying Entity:
Allianz Life Insurance CompanyJob Type:
Full-TimeRemote Job:
Hybrid workingEmployment Type:
PermanentID:
55366Position Cluster:
Non-Executive
#J-18808-Ljbffr
What you do:Fully knowledgeable in specific aspects of compliance and is viewed as a senior resource within the company for that particular compliance function. Ensures compliance with regulatory and legal requirements and related company policies for areas assigned. Responsible for overall program management of assigned areas, including research, change recommendations, monitoring, risk assessment, oversight and stakeholder management. Responsible for successfully leading multiple projects, simultaneously with minimal direction. Must have deep subject matter expertise in the assigned area and ability to provide technical direction to others. Fully cognizant of the broader compliance environment, both inside and outside of the department and company. May be tasked with special assignments/projects that are outside the scope of his/her day-to-day responsibilities.
Design, build and manage compliance programs designed to comply with the Investment Advisers Act of 1940 and Investment Company Act of 1940. Leads complex and/or multiple programs and provides informal work direction to others. Manage compliance policies. Perform testing, monitoring and annual reviews.
Perform regulatory and operations risk assessments; advise business areas on risks and controls. Map and document key risks and controls.
Administer investment adviser and investment company regulatory change process. Document, track, report and work closely with business areas regarding regulatory change initiatives.
Work closely with AIM Governance Risk and Compliance team and business stakeholders regarding compliance technology utilization and compliance program documentation.
Manage relationships with internal and external stakeholders, including regular interactions with senior business leaders.
What you bring:
8 - 10 years of experience required; Compliance related experience across multiple compliance disciplines and/or business lines.
Four-year degree required or equivalent work experience.
What we offer:At Allianz Life, we’re proud to provide a benefits package that supports the True Balance of our employees and their families. We offer: a choice of comprehensive medical, dental and vision plan options, health savings account, tuition reimbursement, student loan retirement plan, generous annual paid leave, an outstanding 401(k) company match, and life insurance. Plus, our employees enjoy an award-winning campus with an array of discounted amenities, including an onsite health center, child development center, fitness facility, convenience store and two cafeterias. Our employees and leaders take an active role in shaping our culture through our Employee Resource Groups, whose activities and advocacy contribute to an environment that welcomes, includes and celebrates diversity. Our generous benefits, campus amenities and inclusive, engaged culture are among the many reasons we’re routinely recognized as a top workplace employer.
Allianz Group is one of the most trusted insurance and asset management companies in the world. Caring for our employees, their ambitions, dreams and challenges, is what makes us a unique employer. Together we can build an environment where everyone feels empowered and has the confidence to explore, to grow and to shape a better future for our customers and the world around us. We at Allianz believe in a diverse and inclusive workforce and are proud to be an equal opportunity employer. We encourage you to bring your whole self to work, no matter where you are from, what you look like, who you love or what you believe in. We therefore welcome applications regardless of ethnicity or cultural background, age, gender, nationality, religion, disability or sexual orientation.
Join us. We care for tomorrow.
Job Level:
ProfessionalLocation:
Minneapolis, MN, US, 55416Area of Expertise:
Legal & ComplianceUnit:
Allianz US LifeEmploying Entity:
Allianz Life Insurance CompanyJob Type:
Full-TimeRemote Job:
Hybrid workingEmployment Type:
PermanentID:
55366Position Cluster:
Non-Executive
#J-18808-Ljbffr