Deutsche Bank
Compliance Testing - Assistant Vice President
Deutsche Bank, Jacksonville, Florida, United States, 32290
Job Description:
Job Title
Compliance Testing
Corporate Title
Assistant Vice President
Location
Jacksonville, FL
Overview
Deutsche Bank's Compliance Testing team, a part of the Chief Administrative Office (CAO) division, conducts reviews to evaluate the firm's compliance with applicable laws and regulations and to help ensure that control gaps are adequately escalated and mitigated through remedial actions. Compliance Testing is responsible for conducting regional and global compliance reviews across divisions to ensure that the organization adheres to legal, regulatory, and internal policies and procedures. This position requires the ability to work independently with various stakeholders to execute deliverables.
What We Offer YouA diverse and inclusive environment that embraces change, innovation, and collaborationA hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer daysEmployee Resource Groups support an inclusive workplace for everyone and promote community engagementCompetitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefitsEducational resources, matching gift and volunteer programsWhat You'll DoConduct compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess and review compliance with legal, regulatory and internal firm policy requirements applicable to Deutsche Bank products and services in the AmericasDevelop testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risksIdentify Compliance risks inherent in a business or process and assess whether a control framework is in place to manage these risks or whether any existing control framework adequately manages the risksPrepare and distribute reports to senior management detailing review findings and recommendations. Periodically report on significant activities conducted and planned for the upcoming periodMaintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region. Interact with Senior Manager of the Compliance Testing both in the U.S. and other RegionsSome travel may be requiredSkills You'll NeedStrong knowledge of regulations governing financial institutions including the rules and regulations of the Federal Reserve Bank (FRB), Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), NFA, and Commodity Futures Trading Commission (CFTC)Knowledge of Corporate Banking, Private Bank, or Bank Regulatory related products and servicesRelevant experience with a financial services firm within Legal, Compliance, Operations or Audit and/or regulatory organization in a role that relates to financial servicesAbility to understand and interpret various laws, regulations, and policiesExcellent interpersonal and communication skills with the ability to interact effectively with internal and external stakeholders, including regulators and senior managementSkills That Will Help You ExcelStrong business writing skillsStrong analytical and investigative skillsStrong organizational and project management skills and attention to detailAbility to support multiple compliance reviews and projects at the same time and meet timely deadlinesA background in compliance testing, audit or risk is a strong plusExpectations
It is the Bank's expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank's hybrid working model.
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in Jacksonville, FL is $75,000 to $110,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.#J-18808-Ljbffr
Job Title
Compliance Testing
Corporate Title
Assistant Vice President
Location
Jacksonville, FL
Overview
Deutsche Bank's Compliance Testing team, a part of the Chief Administrative Office (CAO) division, conducts reviews to evaluate the firm's compliance with applicable laws and regulations and to help ensure that control gaps are adequately escalated and mitigated through remedial actions. Compliance Testing is responsible for conducting regional and global compliance reviews across divisions to ensure that the organization adheres to legal, regulatory, and internal policies and procedures. This position requires the ability to work independently with various stakeholders to execute deliverables.
What We Offer YouA diverse and inclusive environment that embraces change, innovation, and collaborationA hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer daysEmployee Resource Groups support an inclusive workplace for everyone and promote community engagementCompetitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefitsEducational resources, matching gift and volunteer programsWhat You'll DoConduct compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess and review compliance with legal, regulatory and internal firm policy requirements applicable to Deutsche Bank products and services in the AmericasDevelop testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risksIdentify Compliance risks inherent in a business or process and assess whether a control framework is in place to manage these risks or whether any existing control framework adequately manages the risksPrepare and distribute reports to senior management detailing review findings and recommendations. Periodically report on significant activities conducted and planned for the upcoming periodMaintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region. Interact with Senior Manager of the Compliance Testing both in the U.S. and other RegionsSome travel may be requiredSkills You'll NeedStrong knowledge of regulations governing financial institutions including the rules and regulations of the Federal Reserve Bank (FRB), Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), NFA, and Commodity Futures Trading Commission (CFTC)Knowledge of Corporate Banking, Private Bank, or Bank Regulatory related products and servicesRelevant experience with a financial services firm within Legal, Compliance, Operations or Audit and/or regulatory organization in a role that relates to financial servicesAbility to understand and interpret various laws, regulations, and policiesExcellent interpersonal and communication skills with the ability to interact effectively with internal and external stakeholders, including regulators and senior managementSkills That Will Help You ExcelStrong business writing skillsStrong analytical and investigative skillsStrong organizational and project management skills and attention to detailAbility to support multiple compliance reviews and projects at the same time and meet timely deadlinesA background in compliance testing, audit or risk is a strong plusExpectations
It is the Bank's expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank's hybrid working model.
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in Jacksonville, FL is $75,000 to $110,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.#J-18808-Ljbffr