Deutsche Bank
Regulatory Control Senior Advisor - Assistant Vice President
Deutsche Bank, Jacksonville, Florida, United States, 32290
Job Title:
Regulatory Control Senior AdvisorCorporate Title:
Assistant Vice PresidentLocation:
Jacksonville, FLOverview:You will be joining the Surveillance Calibration & Effectiveness Review (SCE) team who provide observations on the quality & effectiveness of the surveillance alert generation process and when appropriate makes alert scenario enhancement recommendations to compliance management. The SCE team conducts and documents calibration & effectiveness reviews on a periodic cycle. You will be providing support with observations and recommendations to optimize effectiveness and efficiency of Trade Surveillance scenarios used globally across the Investment Bank, Corporate Bank and Private Bank to detect market abuse.What We Offer You:A diverse and inclusive environment that embraces change, innovation, and collaborationA hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer daysEmployee Resource Groups support an inclusive workplace for everyone and promote community engagementCompetitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefitsEducational resources, matching gift, and volunteer programsWhat You'll Do:Conduct calibration and effectiveness reviews of priority and assigned Trade Surveillance scenariosReview existing processes / procedures and provide input / recommendations for enhancing processes and creating strategic solutions for calibrating & validating global surveillance alert scenariosSupport the broader surveillance team and Technology to analyze alert scenario / detection engines' ability to capture specific use cases (e.g. external regulatory filings or internal findings outside surveillance)Review and interpret relevant industry regulations and internal Deutsche Bank's policies to evaluate the effectiveness of compliance surveillance controlsReport review findings to the surveillance management team and key stakeholders including AuditUsing systems including Nasdaq Trade Surveillance, CDSW, HUE, SharePoint, Tableau, MS-Office suite, RStudioSkills You'll Need:Prior experience working in a compliance, surveillance or audit roleIntermediate to advanced skills in analyzing large data sets using RStudio, Python, VBA or SQL experience would be beneficialIntermediate to advanced mathematical knowledge with understanding of and interpreting boxplot analysis, model validation and performance monitoringAbility to document results and recommend improvements regarding compliance surveillance controlsAbility to effectively work with a variety of stakeholders from different backgrounds and across different jurisdictionsSkills That Will Help You Excel:Excellent communication and presentation skills, both written and spokenAble to self-manage multiple projects and tasks to meet deadlinesAble to work independently and as part of a teamStrong organizational skills and ability to maintain accuracy across multiple projectsHigh level of integrity and commitment to qualityExpectations:It is the Bank's expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank's hybrid working model.Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.The salary range for this position in Jacksonville, FL is $75,000.00 to $110,750.00. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.Deutsche Bank Benefits:At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That's why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home.We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.We welcome applications from all people and promote a positive, fair and inclusive work environment.We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories.
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Regulatory Control Senior AdvisorCorporate Title:
Assistant Vice PresidentLocation:
Jacksonville, FLOverview:You will be joining the Surveillance Calibration & Effectiveness Review (SCE) team who provide observations on the quality & effectiveness of the surveillance alert generation process and when appropriate makes alert scenario enhancement recommendations to compliance management. The SCE team conducts and documents calibration & effectiveness reviews on a periodic cycle. You will be providing support with observations and recommendations to optimize effectiveness and efficiency of Trade Surveillance scenarios used globally across the Investment Bank, Corporate Bank and Private Bank to detect market abuse.What We Offer You:A diverse and inclusive environment that embraces change, innovation, and collaborationA hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer daysEmployee Resource Groups support an inclusive workplace for everyone and promote community engagementCompetitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefitsEducational resources, matching gift, and volunteer programsWhat You'll Do:Conduct calibration and effectiveness reviews of priority and assigned Trade Surveillance scenariosReview existing processes / procedures and provide input / recommendations for enhancing processes and creating strategic solutions for calibrating & validating global surveillance alert scenariosSupport the broader surveillance team and Technology to analyze alert scenario / detection engines' ability to capture specific use cases (e.g. external regulatory filings or internal findings outside surveillance)Review and interpret relevant industry regulations and internal Deutsche Bank's policies to evaluate the effectiveness of compliance surveillance controlsReport review findings to the surveillance management team and key stakeholders including AuditUsing systems including Nasdaq Trade Surveillance, CDSW, HUE, SharePoint, Tableau, MS-Office suite, RStudioSkills You'll Need:Prior experience working in a compliance, surveillance or audit roleIntermediate to advanced skills in analyzing large data sets using RStudio, Python, VBA or SQL experience would be beneficialIntermediate to advanced mathematical knowledge with understanding of and interpreting boxplot analysis, model validation and performance monitoringAbility to document results and recommend improvements regarding compliance surveillance controlsAbility to effectively work with a variety of stakeholders from different backgrounds and across different jurisdictionsSkills That Will Help You Excel:Excellent communication and presentation skills, both written and spokenAble to self-manage multiple projects and tasks to meet deadlinesAble to work independently and as part of a teamStrong organizational skills and ability to maintain accuracy across multiple projectsHigh level of integrity and commitment to qualityExpectations:It is the Bank's expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank's hybrid working model.Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.The salary range for this position in Jacksonville, FL is $75,000.00 to $110,750.00. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.Deutsche Bank Benefits:At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That's why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home.We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.We welcome applications from all people and promote a positive, fair and inclusive work environment.We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories.
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