Larson Maddox
Compliance Manager
Larson Maddox, Stamford, Connecticut, United States, 06925
Our client, a small but elite, Hedge Fund (under $3bn AUM), employing a diverse macro trading strategy is looking to hire a Generalist Compliance Manager who will work with senior Investment and non-Investment stakeholders leaders across the firm, driving a compliance culture ensuring that the effective implementation and enforcement of Compliance policies and procedures.
The Incumbent will report into General Counsel and will be based in Stamford
The Compliance Manager will be responsible for…
Managing internal Compliance related work from inception through to fruition.Managing Core Compliance and Personal Trading requestsWorking on the Compliance Annual Review processGeneralist Compliance duties including but not limited to researching Regulatory Affairs, Compliance Advice to business and front line, Policy and Procedures.
The Compliance Manager Should Have The Following Qualifications…
Minimum of three years of relevant Compliance experience gained in an Alternative Asset ManagerExcellent knowledge of SEC regulatory framework.Strong problem organization skillsExceptional communication skills
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The Incumbent will report into General Counsel and will be based in Stamford
The Compliance Manager will be responsible for…
Managing internal Compliance related work from inception through to fruition.Managing Core Compliance and Personal Trading requestsWorking on the Compliance Annual Review processGeneralist Compliance duties including but not limited to researching Regulatory Affairs, Compliance Advice to business and front line, Policy and Procedures.
The Compliance Manager Should Have The Following Qualifications…
Minimum of three years of relevant Compliance experience gained in an Alternative Asset ManagerExcellent knowledge of SEC regulatory framework.Strong problem organization skillsExceptional communication skills
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