Atlantic Group
Compliance Analyst
Atlantic Group, Stamford, Connecticut, United States, 06925
Job Overview – Compliance Analyst:
Join our client’s team in Stamford, CT, as a Compliance Analyst. This temporary role involves supporting the Compliance Manager with administrative and analytical tasks and handling regulatory examinations. You'll work closely with compliance and regulatory affairs in a dynamic environment.
Compensation:
$65 - $75/hourLocation:
Stamford, CTSchedule:
Hybrid Role
Responsibilities as the Compliance Analyst:
Administrative Support:
Provide advanced administrative assistance to the Compliance Manager, ensuring smooth regulatory examination operations.
Document Review:
Evaluate documents and correspondence for compliance and accuracy during regulatory examinations.
Inquiry Follow-up:
Respond promptly to inquiries from the Compliance Manager and direct queries appropriately.
Data Analysis:
Develop and manage Excel spreadsheets, generate reports, and conduct data analysis for regulatory examinations.
First Line Support:
Assist in examination preparation, providing support and documentation as needed.
Regulatory Knowledge:
Apply knowledge of the Securities Business, focusing on SEC, FINRA, CME, and NFA regulations.
Qualifications for the Compliance Analyst:
Experience:
Previous experience in a regulated industry is required.
Regulatory Affairs/Compliance:
Experience in Regulatory Affairs and/or Compliance is a plus.
Technical Skills:
Proficient in Excel, capable of developing complex spreadsheets and reports.
Communication:
Strong communication skills for interacting with compliance management and external stakeholders.
Attention to Detail:
High attention to detail in reviewing and analyzing regulatory documents.
Application Notice:
Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.
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Join our client’s team in Stamford, CT, as a Compliance Analyst. This temporary role involves supporting the Compliance Manager with administrative and analytical tasks and handling regulatory examinations. You'll work closely with compliance and regulatory affairs in a dynamic environment.
Compensation:
$65 - $75/hourLocation:
Stamford, CTSchedule:
Hybrid Role
Responsibilities as the Compliance Analyst:
Administrative Support:
Provide advanced administrative assistance to the Compliance Manager, ensuring smooth regulatory examination operations.
Document Review:
Evaluate documents and correspondence for compliance and accuracy during regulatory examinations.
Inquiry Follow-up:
Respond promptly to inquiries from the Compliance Manager and direct queries appropriately.
Data Analysis:
Develop and manage Excel spreadsheets, generate reports, and conduct data analysis for regulatory examinations.
First Line Support:
Assist in examination preparation, providing support and documentation as needed.
Regulatory Knowledge:
Apply knowledge of the Securities Business, focusing on SEC, FINRA, CME, and NFA regulations.
Qualifications for the Compliance Analyst:
Experience:
Previous experience in a regulated industry is required.
Regulatory Affairs/Compliance:
Experience in Regulatory Affairs and/or Compliance is a plus.
Technical Skills:
Proficient in Excel, capable of developing complex spreadsheets and reports.
Communication:
Strong communication skills for interacting with compliance management and external stakeholders.
Attention to Detail:
High attention to detail in reviewing and analyzing regulatory documents.
Application Notice:
Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion.
#J-18808-Ljbffr