BCG Attorney Search
Investment Funds Regulatory Associate
BCG Attorney Search - Chicago, IL, US, 60290
Work at BCG Attorney Search
Overview
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Overview
Location
Chicago, IL
Duties
- Advise fund sponsors on compliance with the Investment Advisers Act of 1940 and other securities laws
- Review and provide guidance on fund offering materials and governing documents
- Assist with regulatory filings, including Form ADV and other SEC submissions
- Support clients through SEC examinations and enforcement actions
- Counsel on regulatory implications of fundraising, transactions, and ongoing fund operations
- Stay current with evolving regulatory developments affecting private fund managers
Requirements
- 1–3 years of experience in investment funds regulatory work at a law firm
- Significant familiarity with the Investment Advisers Act of 1940
- Exposure to the Investment Company Act of 1940 and Securities Act of 1933 (preferred)
- Prior experience with SEC filings and compliance programs
- Admission to the Illinois Bar required
Education
Juris Doctor (J.D.) from an accredited U.S. law school
Certifications
Active membership in the Illinois Bar or eligibility for prompt admission
Skills
- Strong knowledge of U.S. securities and investment funds regulatory frameworks
- Excellent legal research and writing skills
- Attention to detail and the ability to manage multiple client matters efficiently
- Proactive and solutions-oriented approach to regulatory counseling