Tandym Group
Senior Auditor - Market / Liquidity Risk
Tandym Group, New York, New York, us, 10261
A bank in New York City is actively seeking an experienced and analytical professional to join their Market / Liquidity Risk team as a Senior Auditor. In this role, the Senior Auditor will execute audit work as assigned, including planning, testing, issue identification, and report writing.
Responsibilities
The Senior Auditor - Market / Liquidity Risk will:Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results, and corrective measuresAssist with the delivery and execution of broader audit plan and assurance responsibilitiesParticipate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profileAssist with special projects related to business process improvements or departmental strategic initiativesTrack and validate closure of issues raised by the department and regulatorsDevelop, promote, and maintain a collaborative and strong working relationship with business heads, external auditors, and regulatorsQualifications
Bachelor's degree in Accounting, Finance, or related field5+ years of internal audit or risk management experience in the banking and finance industryWorking knowledge of risk topics and banking / capital markets productsUnderstanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker DealersUnderstanding of audit techniques, internal controls, and workpaper standardsExcellent communication, presentation, and professional skillsDesired skills
Subject matter expertise in market or liquidity risk
Responsibilities
The Senior Auditor - Market / Liquidity Risk will:Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results, and corrective measuresAssist with the delivery and execution of broader audit plan and assurance responsibilitiesParticipate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profileAssist with special projects related to business process improvements or departmental strategic initiativesTrack and validate closure of issues raised by the department and regulatorsDevelop, promote, and maintain a collaborative and strong working relationship with business heads, external auditors, and regulatorsQualifications
Bachelor's degree in Accounting, Finance, or related field5+ years of internal audit or risk management experience in the banking and finance industryWorking knowledge of risk topics and banking / capital markets productsUnderstanding of applicable regulatory standards / guidance for a Bank Holding Company / Broker DealersUnderstanding of audit techniques, internal controls, and workpaper standardsExcellent communication, presentation, and professional skillsDesired skills
Subject matter expertise in market or liquidity risk