Tandym Group
Senior Auditor - Model Risk
Tandym Group, New York, New York, us, 10261
A financial services firm in New York City is currently seeking an experienced Auditor, with a Model Risk background, to join their Internal Auditor Department as a Senior Auditor. In this role, the Senior Auditor will be responsible for participating in the execution of model risk related internal audits of various complexities, executing audit work in accordance with IIA standards and IAD policies and procedures.
Responsibilities:
The Senior Auditor will:Direct and supervise audit from inception to completion including planning, testing, issue identification, workpaper review and reportingManage audit teams to execute high quality reviews within a prescribed timeframeEffectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective measuresAssist with the delivery and execution of IAD's broader audit plan and assurance responsibilitiesParticipate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profileAssist with special projects related to business process improvements or departmental strategic initiativesTrack and validate closure of issues raised by the department and regulatorsDevelop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulatorsPerform other duties, as neeQualifications:
5+ years of Internal Audit experience in the Banking and/or Finance industryBachelor's Degree in Accounting, Finance, and/or a related Quantitative fieldWorking knowledge of Banking / Capital Markets productsSolid understanding of applicable regulatory standards (including Model Risk (SR 11-7)Solid understanding of Audit techniques, Internal Controls, and workpaper standardsSolid analytical, mathematical, and research skillsGreat interpersonal skillsExcellent communication skills (written and verbal)Strong attention to detailHighly organized
Responsibilities:
The Senior Auditor will:Direct and supervise audit from inception to completion including planning, testing, issue identification, workpaper review and reportingManage audit teams to execute high quality reviews within a prescribed timeframeEffectively communicate with stakeholder and audit senior management to clearly articulate audit strategy, testing results and corrective measuresAssist with the delivery and execution of IAD's broader audit plan and assurance responsibilitiesParticipate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profileAssist with special projects related to business process improvements or departmental strategic initiativesTrack and validate closure of issues raised by the department and regulatorsDevelop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulatorsPerform other duties, as neeQualifications:
5+ years of Internal Audit experience in the Banking and/or Finance industryBachelor's Degree in Accounting, Finance, and/or a related Quantitative fieldWorking knowledge of Banking / Capital Markets productsSolid understanding of applicable regulatory standards (including Model Risk (SR 11-7)Solid understanding of Audit techniques, Internal Controls, and workpaper standardsSolid analytical, mathematical, and research skillsGreat interpersonal skillsExcellent communication skills (written and verbal)Strong attention to detailHighly organized