Tandym Group
Internal Audit Manager - Global Markets
Tandym Group, New York, New York, us, 10261
A recognized financial services firm in New York City is actively seeking an experienced professional to join their Internal Audit Department as their new Internal Audit Manager. In this role, the Internal Audit Manager will be responsible for designing and supervising execution of internal audits of various complexities as well as participating as a team member on other audit engagements or projects.Responsibilities:
The Internal Audit Manager will:Direct and supervise audit from inception to completion, including planning, testing, issue identification, workpaper review and reportingManage the Audit teams to execute high quality reviews within a prescribed timeframeProvide support, coaching, and feedback to the Audit team which may include internal or co-sourced internal audit professionalsEffectively communicate with stakeholder and Audit Senior Management to clearly articulate audit strategy, testing results and corrective measuresAssist with the delivery and execution of IAD's broader audit plan and assurance responsibilitiesParticipate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profileAssist with special projects related to business process improvements or departmental strategic initiativesTrack and validate closure of issues raised by the department and regulatorsPerform other duties, as neededQualifications:
8+ years of experience in the Banking and/or Finance industryBachelor's Degree in Finance and/or a related fieldPrevious experience with a Financial Services and/or CPA firmMicrosoft Excel proficientSolid analytical and research skillsGreat intepersonal skillsExcellent communication skills (written and verbal)Strong attention to detailHighly organizedDesired Skills:
6+ years of Internal or Externa Audit experienceCPA and/or CIAFamiliarity with Global Markets
The Internal Audit Manager will:Direct and supervise audit from inception to completion, including planning, testing, issue identification, workpaper review and reportingManage the Audit teams to execute high quality reviews within a prescribed timeframeProvide support, coaching, and feedback to the Audit team which may include internal or co-sourced internal audit professionalsEffectively communicate with stakeholder and Audit Senior Management to clearly articulate audit strategy, testing results and corrective measuresAssist with the delivery and execution of IAD's broader audit plan and assurance responsibilitiesParticipate in quarterly and annual continuous monitoring / risk assessment process to identify business trends and changes in the business risk profileAssist with special projects related to business process improvements or departmental strategic initiativesTrack and validate closure of issues raised by the department and regulatorsPerform other duties, as neededQualifications:
8+ years of experience in the Banking and/or Finance industryBachelor's Degree in Finance and/or a related fieldPrevious experience with a Financial Services and/or CPA firmMicrosoft Excel proficientSolid analytical and research skillsGreat intepersonal skillsExcellent communication skills (written and verbal)Strong attention to detailHighly organizedDesired Skills:
6+ years of Internal or Externa Audit experienceCPA and/or CIAFamiliarity with Global Markets