Transcend Practice Management
Associate Financial Advisor
Transcend Practice Management, Lacey, Washington, us, 98509
Job description
Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.Associate Financial AdvisorLocation: Lacey, WA; In-office (Hybrid after training)Compensation: $90,000 - $100,000 base salaryMUST BE ABLE TO COMMUTE TO LACEY, WA
We are a holistic financial planning firm built on three guiding principles: Integrity, Relationships, and Community. Our mission is to empower our clients to achieve financial security and fulfill their dreams for themselves, their families, and their communities. Specializing in serving those nearing retirement, we invest with an emphasis on sustainability and socially responsible investing to ensure that our clients meet their financial goals without compromising on their own core values. Our strategies encompass investment management, retirement planning, benefits optimization, tax and estate planning, and more.
As an Associate Financial Advisor on our team, you will develop relationships and create tailored financial plans for clients preparing for, transitioning into, or already navigating retirement. You'll be part of a close-knit, upbeat, and flexible team, working closely with our lead Financial Planner. If you are passionate about helping people achieve financial health and have a strong desire to make a positive impact, this role may be perfect for you.The attributes we are looking for in a teammate include:A friendly, detail-oriented mindset with excellent communication, time management, and prioritization skills.Proficiency with technology, thinks critically, solves problems efficiently, and enjoys helping others.A genuine interest in continuous professional and personal development and a desire to be a lifelong learner.A sincere commitment to others and eagerness to contribute to a firm that shares these values.An entrepreneurial spirit with a long view of the company
As an Associate Financial Advisor, your responsibilities include:Maintaining and strengthening client/advisor relationshipsGathering data, including client goals and visionDeveloping, presenting, and implementing financial plansProviding ongoing advice and support to clients, ensuring they remain on track with their financial goalsAnnually reviewing and updating clients' financial situationsDevelop recommendations to achieve clients' goals, considering estate, tax, retirement, and business planning objectivesConducting thorough financial assessments and prepare detailed reportsAdhering to all FINRA/SEC/Commonwealth compliance regulations and meeting continuing education requirementsAddressing client questions and concerns promptlyStaying current on industry developments, service and product enhancements, regulatory issues, and client needsParticipating in community outreach programs to enhance the firm’s visibility and reputation
Qualifications for this role include:Bachelor's degree requiredCFP® certification required or willingness to obtainSeries 65 (or Series 7/66 Equivalent)Strong understanding of financial planning concepts and terminologyComfortable discussing estate and tax planning issuesExperience with financial planning software such as Right Capital, Morningstar® Advisor Workstation, Holistiplan, and Income Lab preferred2-5 years of experience working in a fiduciary capacity as a Financial Planner
We welcome a diverse pool of applicants from various backgrounds and urge you to apply to learn more about what our firm offers and see if it might be an attractive fit. We look forward to meeting you!
#ZR
Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.Associate Financial AdvisorLocation: Lacey, WA; In-office (Hybrid after training)Compensation: $90,000 - $100,000 base salaryMUST BE ABLE TO COMMUTE TO LACEY, WA
We are a holistic financial planning firm built on three guiding principles: Integrity, Relationships, and Community. Our mission is to empower our clients to achieve financial security and fulfill their dreams for themselves, their families, and their communities. Specializing in serving those nearing retirement, we invest with an emphasis on sustainability and socially responsible investing to ensure that our clients meet their financial goals without compromising on their own core values. Our strategies encompass investment management, retirement planning, benefits optimization, tax and estate planning, and more.
As an Associate Financial Advisor on our team, you will develop relationships and create tailored financial plans for clients preparing for, transitioning into, or already navigating retirement. You'll be part of a close-knit, upbeat, and flexible team, working closely with our lead Financial Planner. If you are passionate about helping people achieve financial health and have a strong desire to make a positive impact, this role may be perfect for you.The attributes we are looking for in a teammate include:A friendly, detail-oriented mindset with excellent communication, time management, and prioritization skills.Proficiency with technology, thinks critically, solves problems efficiently, and enjoys helping others.A genuine interest in continuous professional and personal development and a desire to be a lifelong learner.A sincere commitment to others and eagerness to contribute to a firm that shares these values.An entrepreneurial spirit with a long view of the company
As an Associate Financial Advisor, your responsibilities include:Maintaining and strengthening client/advisor relationshipsGathering data, including client goals and visionDeveloping, presenting, and implementing financial plansProviding ongoing advice and support to clients, ensuring they remain on track with their financial goalsAnnually reviewing and updating clients' financial situationsDevelop recommendations to achieve clients' goals, considering estate, tax, retirement, and business planning objectivesConducting thorough financial assessments and prepare detailed reportsAdhering to all FINRA/SEC/Commonwealth compliance regulations and meeting continuing education requirementsAddressing client questions and concerns promptlyStaying current on industry developments, service and product enhancements, regulatory issues, and client needsParticipating in community outreach programs to enhance the firm’s visibility and reputation
Qualifications for this role include:Bachelor's degree requiredCFP® certification required or willingness to obtainSeries 65 (or Series 7/66 Equivalent)Strong understanding of financial planning concepts and terminologyComfortable discussing estate and tax planning issuesExperience with financial planning software such as Right Capital, Morningstar® Advisor Workstation, Holistiplan, and Income Lab preferred2-5 years of experience working in a fiduciary capacity as a Financial Planner
We welcome a diverse pool of applicants from various backgrounds and urge you to apply to learn more about what our firm offers and see if it might be an attractive fit. We look forward to meeting you!
#ZR