Goldman Sachs Group, Inc.
Internal Audit-AML, Financial Crimes, and Legal, Senior Vice President, Salt Lak
Goldman Sachs Group, Inc., Salt Lake City, Utah, United States, 84193
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.
WHAT WE LOOK FOR
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and are able to evolve and thrive in teamwork and in a fast-paced global environment.
YOUR IMPACT
As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk, and monitor the implementation of management’s control measures. In doing so, Internal Audit:
Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving risk.
Raises awareness of control risk.
Assesses the firm’s control culture and conduct risks.
Monitors management’s implementation of control measures.
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cybersecurity and technology risk, and engineering.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions.
Identify risks, assess mitigating controls, and make recommendations on improving the control environment.
Follow up on open audit issues and their resolution.
SKILLS AND RELEVANT EXPERIENCE
12+ years of internal audit, compliance, or quality assurance testing experience.
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functions.
Understanding of compliance program components, risk, and control processes.
Able to work under minimal supervision on individual tasks or on team projects.
Team-oriented with a strong sense of ownership and accountability.
Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly.
Highly motivated with the ability to multi-task and remain organized in a fast-paced environment.
Accurate, accountable, and able to multitask while managing both time and workload.
Approximately 10 - 15 years of experience in a public accounting, consulting, internal audit, and/or regulatory agency examiner role within the financial services industry or a related control function.
4-year degree in finance, accounting, or a quantitative discipline, and ideally a graduate degree in a related subject.
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.
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WHAT WE LOOK FOR
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and are able to evolve and thrive in teamwork and in a fast-paced global environment.
YOUR IMPACT
As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk, and monitor the implementation of management’s control measures. In doing so, Internal Audit:
Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving risk.
Raises awareness of control risk.
Assesses the firm’s control culture and conduct risks.
Monitors management’s implementation of control measures.
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cybersecurity and technology risk, and engineering.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of business areas, its products, and supporting functions.
Identify risks, assess mitigating controls, and make recommendations on improving the control environment.
Follow up on open audit issues and their resolution.
SKILLS AND RELEVANT EXPERIENCE
12+ years of internal audit, compliance, or quality assurance testing experience.
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functions.
Understanding of compliance program components, risk, and control processes.
Able to work under minimal supervision on individual tasks or on team projects.
Team-oriented with a strong sense of ownership and accountability.
Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly.
Highly motivated with the ability to multi-task and remain organized in a fast-paced environment.
Accurate, accountable, and able to multitask while managing both time and workload.
Approximately 10 - 15 years of experience in a public accounting, consulting, internal audit, and/or regulatory agency examiner role within the financial services industry or a related control function.
4-year degree in finance, accounting, or a quantitative discipline, and ideally a graduate degree in a related subject.
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.
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