TTI of USA, Inc.
Trade Surveillance Analyst - Non Exempt
TTI of USA, Inc., Phila, Pennsylvania, United States, 19117
Job Description:
Monitors real-time trading and reviews account transactions to ensure appropriateness.Reviews all aspects of orders quotations and transactions typically having a specific focus on potential market manipulation, transaction appropriateness and rule compliance.Completeness basic surveillance of real-time trading and post trade analysisPerforms basic, preliminary surveillance of trading in specified company products an specific order typesCompletes basic interventions in trading e.g., trade breaks and suspensions, with guidance and oversight by supervisorAssists with monitoring markets to detect anomalies, review electronically generated alerts, and address market participant inquiries.Helps keep the markets fair, orderly and efficient through implementation of a comprehensive web of regulatory surveillance scrutiny and action.Requirements:
Expertise with Microsoft Excel, proficiency with Word and PowerPointExcellent oral and written communication skillsExcellent conflict management and customer service skillsEducation: Degree in Business/Finance or related discipline or equivalent work experience.Experience required: At least 1 year
Monitors real-time trading and reviews account transactions to ensure appropriateness.Reviews all aspects of orders quotations and transactions typically having a specific focus on potential market manipulation, transaction appropriateness and rule compliance.Completeness basic surveillance of real-time trading and post trade analysisPerforms basic, preliminary surveillance of trading in specified company products an specific order typesCompletes basic interventions in trading e.g., trade breaks and suspensions, with guidance and oversight by supervisorAssists with monitoring markets to detect anomalies, review electronically generated alerts, and address market participant inquiries.Helps keep the markets fair, orderly and efficient through implementation of a comprehensive web of regulatory surveillance scrutiny and action.Requirements:
Expertise with Microsoft Excel, proficiency with Word and PowerPointExcellent oral and written communication skillsExcellent conflict management and customer service skillsEducation: Degree in Business/Finance or related discipline or equivalent work experience.Experience required: At least 1 year