Prosperity Bank
Compliance Monitoring & Testing Analyst (Full Time)
Prosperity Bank, Richmond, Texas, United States, 77406
External Applicants: Please apply through Prosperity Bank's Career Center at https://www.prosperitybankusa.com/Careers. Applying through any other source may prevent Prosperity from receiving your application. Internal Applicants: If you are a current associate of Prosperity Bank, please apply through the internal Talent - Career Center in ADP. POSITION PURPOSE Responsibilities include review, testing and monitoring of bank processes to confirm regulatory compliance in accordance with the Bank's compliance management system. ESSENTIAL FUNCTIONS AND BASIC DUTIES Perform compliance review and testing of deposit and/or loan products and services to ensure compliance with applicable federal and state laws and regulations. Prepare analysis and reports of findings including recommended corrective action items. Perform follow up review of previous findings to ensure corrective action items have addressed noted compliance issues. Development and management of corrective action items tracking and follow up procedures to insure appropriate implementation. Review of regulatory changes to ensure in depth understanding of how changes will impact business units and banking centers. Recommend changes to internal policies and procedures in connection with results of compliance testing and review. Review bank advertisements to ensure compliance with applicable regulations. Provide feedback and suggestions to the marketing department and maintain documentation of all approvals. Serve as subject matter expert to assist associates with implementation of corrective action items. Assist with other compliance projects as assigned. The above statements describe the general nature and level of work only. They are not an exhaustive list of all required responsibilities, duties, and skills. Other duties may be added, or this job description amended at any time. SUPERVISORY RESPONSIBILITIES: This role has no supervisory responsibilities. QUALIFICATIONS Education/Certification: College degree EXPERIENCE REQUIRED: In depth knowledge of banking regulations Minimum 5 years' experience related experience. Experience in Quality Control and/or Internal Auditing and Compliance SKILLS/ABILITIES: Analytical, detail oriented and accurate Well organized Excellent written and verbal communication skills Demonstrated ability to work well with associates at all levels Strong problem-solving skills Ability to research, interpret, and explain regulations and other compliance-related documents PC skills including proficiency in MS Word and Excel Monday - Friday: 8:00AM - 5:00PM