Stripe, Inc
Principal Analyst, Finance Risk Management - Capital One
Stripe, Inc, Mc Lean, Virginia, us, 22107
Principal Analyst, Finance Risk Management - Capital One
Job ID:
R65940Updated date:
02/04/2019Location:
McLean, VirginiaAt Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.
Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.Principal Analyst, Finance Risk ManagementCapital One is seeking a motivated professional for a Principal Analyst position in the Risk Advisory team within the Finance Risk Management (“FRM”) group to oversee the risk activities associated with the Treasury organization within Global Finance. The Treasury organization includes Asset and Liability Management, Investment Portfolio Management, Capital Markets Operations, Capital Markets Funding and Securitization, and Resolution and Recovery Planning.The goal of the Risk Advisory team is to ensure that the business has solid risk management practices and effectively executes against these practices, including adhering to Capital One’s policies and processes (governance) and providing quality validation and documentation (control). We aim to help mitigate risk and make sure that the Treasury organization is meeting the company’s compliance and operational requirements.The successful candidate will assist in managing the governance and control framework across a large and complex balance sheet involving many risks, which include:Trading, settlement and clearing for investments securities portfolio and for derivativesPositioning, forecasting, trading of corporate cash, processing of corporate wires, and collateral managementSupporting Capital One’s funding and securitization programs, and ensuring their compliance with the SEC’s regulationsSupporting Capital One’s Recovery and Resolution Planning Offices with the compliance of their annual plan submissionsSupporting the Capital Market teams with the effort introducing robotics and machine learning in several processesSpecific responsibilities of this role include, but are not limited to:Partnering with functional teams across business areas to assess the health of key risk processes, compliance requirements, functions and controls; identifying areas for improvement and implementing strategies to create more efficient and controlled operational processesPartnering with other risk and compliance organizations across Capital One to support proactive identification, assessment, monitoring and testing of potential risks and compliance requirementsUndertaking management control testing to ensure that the Treasury organization is adequately and effectively managing riskSupporting teams across business areas with change control, process mapping and overall operational effectivenessSupporting business areas in policy and procedure documentation refresh as well as in designing new proceduresActing as Audit’s point of contact as well as monitoring/tracking remediation of audit findingsPartnering with functional teams across business areas to support the company’s data transformation, data management, and compliance with the company’s standardsResponsibilities:Provide ongoing support to the management team of a program, including maintaining transaction checklistsManage securitization programs on a day-to-day basis, which includes but is not limited to additions, compliance, reporting related issues, program specific projects, document amendments, etc.Interact with internal working groups for securitization related issuesBasic Qualifications:Bachelor’s Degree or military experienceAt least 3 years of experience in financial modeling and financial analysisAt least 2 years of experience in securitization, or in finance, or in capital marketsExperience with Microsoft OfficePreferred Qualifications:Bachelor’s Degree or Master’s Degree in Finance, Accounting, Financial Engineering, Economics, or other quantitative field of studyChartered Financial Analyst (CFA) license, or Certified Treasury Professional (CTP) license, or Certified Public Accountant (CPA) license4+ years of experience in securitization, or in finance, or in capital markets4+ years of experience in credit modeling4+ years of experience in data analysis4+ years of experience working with relational databases to include SQL or SASExperience working effectively in a team environment, delivering accurate results, and adhering to tight deadlinesStrong communication skillsAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace.
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Job ID:
R65940Updated date:
02/04/2019Location:
McLean, VirginiaAt Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.
Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.Principal Analyst, Finance Risk ManagementCapital One is seeking a motivated professional for a Principal Analyst position in the Risk Advisory team within the Finance Risk Management (“FRM”) group to oversee the risk activities associated with the Treasury organization within Global Finance. The Treasury organization includes Asset and Liability Management, Investment Portfolio Management, Capital Markets Operations, Capital Markets Funding and Securitization, and Resolution and Recovery Planning.The goal of the Risk Advisory team is to ensure that the business has solid risk management practices and effectively executes against these practices, including adhering to Capital One’s policies and processes (governance) and providing quality validation and documentation (control). We aim to help mitigate risk and make sure that the Treasury organization is meeting the company’s compliance and operational requirements.The successful candidate will assist in managing the governance and control framework across a large and complex balance sheet involving many risks, which include:Trading, settlement and clearing for investments securities portfolio and for derivativesPositioning, forecasting, trading of corporate cash, processing of corporate wires, and collateral managementSupporting Capital One’s funding and securitization programs, and ensuring their compliance with the SEC’s regulationsSupporting Capital One’s Recovery and Resolution Planning Offices with the compliance of their annual plan submissionsSupporting the Capital Market teams with the effort introducing robotics and machine learning in several processesSpecific responsibilities of this role include, but are not limited to:Partnering with functional teams across business areas to assess the health of key risk processes, compliance requirements, functions and controls; identifying areas for improvement and implementing strategies to create more efficient and controlled operational processesPartnering with other risk and compliance organizations across Capital One to support proactive identification, assessment, monitoring and testing of potential risks and compliance requirementsUndertaking management control testing to ensure that the Treasury organization is adequately and effectively managing riskSupporting teams across business areas with change control, process mapping and overall operational effectivenessSupporting business areas in policy and procedure documentation refresh as well as in designing new proceduresActing as Audit’s point of contact as well as monitoring/tracking remediation of audit findingsPartnering with functional teams across business areas to support the company’s data transformation, data management, and compliance with the company’s standardsResponsibilities:Provide ongoing support to the management team of a program, including maintaining transaction checklistsManage securitization programs on a day-to-day basis, which includes but is not limited to additions, compliance, reporting related issues, program specific projects, document amendments, etc.Interact with internal working groups for securitization related issuesBasic Qualifications:Bachelor’s Degree or military experienceAt least 3 years of experience in financial modeling and financial analysisAt least 2 years of experience in securitization, or in finance, or in capital marketsExperience with Microsoft OfficePreferred Qualifications:Bachelor’s Degree or Master’s Degree in Finance, Accounting, Financial Engineering, Economics, or other quantitative field of studyChartered Financial Analyst (CFA) license, or Certified Treasury Professional (CTP) license, or Certified Public Accountant (CPA) license4+ years of experience in securitization, or in finance, or in capital markets4+ years of experience in credit modeling4+ years of experience in data analysis4+ years of experience working with relational databases to include SQL or SASExperience working effectively in a team environment, delivering accurate results, and adhering to tight deadlinesStrong communication skillsAt this time, Capital One will not sponsor a new applicant for employment authorization for this position.No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace.
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