Spectraforce Technologies
Ops PWM Client Implementation CW Analyst Dallas
Spectraforce Technologies, Dallas, Texas, United States, 75215
Position Title: Ops PWM Client Implementation CW Analyst SLC
Location: Dallas, TX
Duration: 5+ Months
Job Description:Your ImpactAre you looking to apply your problem resolution and customer service skills while deepening your understanding of the Private Wealth Management (PWM) business? Our PWM Client Implementation team is seeking a professional who is looking to collaborate with PWM Advisor Teams, Legal, Compliance, and Anti Money Laundering to facilitate account opening and account maintenance for PWM Clients while providing superior client service and subject matter expertise to our business partners.
Our ImpactOperations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm's assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that make business flow.
Client ImplementationClient Implementation is a highly regulated team that focuses on account documentation, data integrity, risk management, and regulatory requirements. Client Implementation is responsible for capturing all required information for regulatory compliance, firm policies, and to perform due diligence on all new clients. Client Onboarding works closely with PWM teams, PWM Compliance, PWM Legal, and other Operations groups to ensure a positive client experience during the onboarding process.
How you fill fulfill your Potential
Understand the different client account structures and documentation required to establish new accountsBe vigilant in due diligence reviews of new client screening for Anti Money Laundering & Know Your Client requirementsWork closely with PWM Advisor teams to ensure all client documents are correct and sent to the client in a timely mannerRequest products (options, margin, checking, debit cards, etc.) for the respective PWM client accountsEnsure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reportingResolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal and Anti Money LaunderingWork on improvements to account opening workflow and process
Skills and Experiences we are looking forBasic QualificationsBachelor's degreeKnowledge of MS Office (Word, Excel, etc.) as well as proficiency with web-based applicationsExceptional organization skillsGood judgment and strong problem resolution skillsAbility to multi-task and prioritize accordinglyExperience managing client expectationsExcellent communication and presentation skills
Preferred QualificationsSeries 7, 9, 10, 4 licensesForeign language skills1+ years financial industry experience (AML, Compliance or other Client On-boarding Regulatory experience)
About Us:
Established in 2004, SPECTRA FORCE
is one of the largest and fastest-growing diversity-owned staffing firms in the US. The growth of our company is a direct result of our global client service delivery model that is powered by our state-of-the-art A.I. proprietary talent acquisition platform, robust ISO 9001:2015/ISO 27001 certified processes, and strong and passionate client engaged teams. We have built our business by providing talent and project-based solutions, including Contingent, Permanent, and Statement of Work (SOW) services to over 140 clients in the US, Canada, Puerto Rico, Costa Rica, and India. Key industries that we service include Technology, Financial Services, Life Sciences, Healthcare, Telecom, Retail, Utilities and Transportation.
Benefits:
SPECTRA FORCE
offers ACA compliant health benefits as well as dental, vision, accident, critical illness, voluntary life, and hospital indemnity insurances to eligible employees. Additional benefits offered to eligible employees include commuter benefits, 401K plan with matching, and a referral bonus program. SPECTRA FORCE
provides unpaid leave as well as paid sick leave when required by law.
Equal Opportunity Employer:
SPECTRA FORCE
is an equal opportunity employer and does not discriminate against any employee or applicant for employment because of race, religion, color, sex, national origin, age, sexual orientation, gender identity, genetic information, disability or veteran status, or any other category protected by applicable federal, state, or local laws.#J-18808-Ljbffr
Location: Dallas, TX
Duration: 5+ Months
Job Description:Your ImpactAre you looking to apply your problem resolution and customer service skills while deepening your understanding of the Private Wealth Management (PWM) business? Our PWM Client Implementation team is seeking a professional who is looking to collaborate with PWM Advisor Teams, Legal, Compliance, and Anti Money Laundering to facilitate account opening and account maintenance for PWM Clients while providing superior client service and subject matter expertise to our business partners.
Our ImpactOperations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm's assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that make business flow.
Client ImplementationClient Implementation is a highly regulated team that focuses on account documentation, data integrity, risk management, and regulatory requirements. Client Implementation is responsible for capturing all required information for regulatory compliance, firm policies, and to perform due diligence on all new clients. Client Onboarding works closely with PWM teams, PWM Compliance, PWM Legal, and other Operations groups to ensure a positive client experience during the onboarding process.
How you fill fulfill your Potential
Understand the different client account structures and documentation required to establish new accountsBe vigilant in due diligence reviews of new client screening for Anti Money Laundering & Know Your Client requirementsWork closely with PWM Advisor teams to ensure all client documents are correct and sent to the client in a timely mannerRequest products (options, margin, checking, debit cards, etc.) for the respective PWM client accountsEnsure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reportingResolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal and Anti Money LaunderingWork on improvements to account opening workflow and process
Skills and Experiences we are looking forBasic QualificationsBachelor's degreeKnowledge of MS Office (Word, Excel, etc.) as well as proficiency with web-based applicationsExceptional organization skillsGood judgment and strong problem resolution skillsAbility to multi-task and prioritize accordinglyExperience managing client expectationsExcellent communication and presentation skills
Preferred QualificationsSeries 7, 9, 10, 4 licensesForeign language skills1+ years financial industry experience (AML, Compliance or other Client On-boarding Regulatory experience)
About Us:
Established in 2004, SPECTRA FORCE
is one of the largest and fastest-growing diversity-owned staffing firms in the US. The growth of our company is a direct result of our global client service delivery model that is powered by our state-of-the-art A.I. proprietary talent acquisition platform, robust ISO 9001:2015/ISO 27001 certified processes, and strong and passionate client engaged teams. We have built our business by providing talent and project-based solutions, including Contingent, Permanent, and Statement of Work (SOW) services to over 140 clients in the US, Canada, Puerto Rico, Costa Rica, and India. Key industries that we service include Technology, Financial Services, Life Sciences, Healthcare, Telecom, Retail, Utilities and Transportation.
Benefits:
SPECTRA FORCE
offers ACA compliant health benefits as well as dental, vision, accident, critical illness, voluntary life, and hospital indemnity insurances to eligible employees. Additional benefits offered to eligible employees include commuter benefits, 401K plan with matching, and a referral bonus program. SPECTRA FORCE
provides unpaid leave as well as paid sick leave when required by law.
Equal Opportunity Employer:
SPECTRA FORCE
is an equal opportunity employer and does not discriminate against any employee or applicant for employment because of race, religion, color, sex, national origin, age, sexual orientation, gender identity, genetic information, disability or veteran status, or any other category protected by applicable federal, state, or local laws.#J-18808-Ljbffr