Goldman Sachs Group, Inc.
Internal Audit- Compliance & Legal Audit-Dallas-Associate Dallas, Texas, United
Goldman Sachs Group, Inc., Dallas, Texas, United States, 75215
Internal Audit, Compliance & Legal Associate
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. Our people are our greatest asset. We take pride in supporting each colleague both professionally and personally, offering flexibility and support to reach their goals.
INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring compliance with laws and regulations, and advising management on developing smart control solutions. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.
WHAT WE LOOK FOR
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative mindsets to enhance audit techniques, and thrive in a fast-paced global environment.
YOUR IMPACT
As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including governance processes, risk management, and anti-financial crime frameworks. Internal Audit:
Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving risk.
Raises awareness of control risk.
Assesses the firm’s control culture and conduct risks.
Monitors management’s implementation of control measures.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of business areas, products, and supporting functions.
Identify risks, assess mitigating controls, and make recommendations on improving the control environment.
Follow up on open audit issues and their resolution.
SKILLS AND RELEVANT EXPERIENCE
Internal audit, compliance, or quality assurance testing experience.
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functions.
Understanding of compliance program components and risk and control processes.
Able to work under minimal supervision on individual tasks or team projects.
Highly motivated with strong analytical skills, willing to learn new business and system processes quickly.
Ability to multi-task and remain organized in a fast-paced environment.
Approximately 5 years of experience in public accounting, consulting, internal audit, or regulatory agency examiner role within the financial services industry or a related control function.
4-year degree in finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject.
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.
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The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. Our people are our greatest asset. We take pride in supporting each colleague both professionally and personally, offering flexibility and support to reach their goals.
INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring compliance with laws and regulations, and advising management on developing smart control solutions. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.
WHAT WE LOOK FOR
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative mindsets to enhance audit techniques, and thrive in a fast-paced global environment.
YOUR IMPACT
As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including governance processes, risk management, and anti-financial crime frameworks. Internal Audit:
Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving risk.
Raises awareness of control risk.
Assesses the firm’s control culture and conduct risks.
Monitors management’s implementation of control measures.
RESPONSIBILITIES
Develop and maintain an in-depth understanding of business areas, products, and supporting functions.
Identify risks, assess mitigating controls, and make recommendations on improving the control environment.
Follow up on open audit issues and their resolution.
SKILLS AND RELEVANT EXPERIENCE
Internal audit, compliance, or quality assurance testing experience.
Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functions.
Understanding of compliance program components and risk and control processes.
Able to work under minimal supervision on individual tasks or team projects.
Highly motivated with strong analytical skills, willing to learn new business and system processes quickly.
Ability to multi-task and remain organized in a fast-paced environment.
Approximately 5 years of experience in public accounting, consulting, internal audit, or regulatory agency examiner role within the financial services industry or a related control function.
4-year degree in finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject.
Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.
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