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Our client is looking to grow their Investment Funds practice group as is relates to regulatory expertise. The ideal candidate will have 2-4 years of experience advising sponsors on a range of regulatory and compliance issues.

Our client is open to retooling, if you are in another practice group but interested in pursuing pivot to funds, this is a great opportunity.

Responsibilities:

As an Investment Funds Regulatory Associate, you will provide strategic counsel to a wide range of clients across the asset management industry — including private equity, real estate, credit and infra funds. Your responsibilities will include:

• Advising on investment adviser regulatory and compliance matters, including ongoing obligations under the Investment Advisers Act of 1940.
• Representing clients in connection with SEC examinations, investigations, and enforcement proceedings.
• Counseling on investment company regulatory issues, including structuring and compliance under the Investment Company Act of 1940.
• Supporting the formation, structuring, and operation of private funds, including hedge funds, private equity funds, and venture capital funds.
• Providing regulatory support in connection with asset management-related mergers and acquisitions and other strategic transactions.

Qualifications:

• 2-4 years of relevant experience in asset management regulatory matters, ideally within a top-tier law firm, regulatory agency, or in-house legal department.
• Strong working knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940, with demonstrated experience advising on compliance and structuring issues.
• Proven ability to counsel clients through SEC examinations, investigations, and enforcement actions.
• Excellent legal research, writing, and communication skills.
• Experience advising investment advisers, registered investment companies, private funds, and other asset managers is strongly preferred.
• Strong academic credentials and admission to the bar in the relevant jurisdiction.
• Admission to the DC Bar.

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal and Finance

• Industries

  Legal Services and Financial Services

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